Technical Violations of Securities Law with Edward Gartenberg




EB-5 Investment Voice show

Summary: In the last five years, the SEC seems to have made EB-5 a major priority. Today, Mark and Mona are joined by leading SEC defense attorney Edward Gartenberg to explain how the EB-5 program falls under SEC jurisdiction. They cover proceeds and broker-dealer violations, the issuer exemption, and the potential consequences of breaking securities laws—regardless of your intentions.<br><br>If you have questions about investment immigration, please reach out to Mona Shah &amp; Associates.<br><br>Phone: 212-233-7473<br>Email: <a href="mailto:info@mshahlaw.com">info@mshahlaw.com</a><br><br>To discover the show notes on this episode as well as other topics, information, and resources; please head over to <a href="http://www.MShahLaw.com/Podcasts" rel="noopener">http://www.MShahLaw.com/Podcasts</a>