Summary: In this podcast, Brie Williams, Vice President of State Street Global Advisors and the Head of Practice Management, discusses the risks associated with financial fraud and abuse and tackles a few hard-hitting questions… How can you protect yourself and loved ones from being victims? Who is being targeted? How can you educate seniors on this topic? What should you do if you are a victim of a scam? As a firm providing wealth management services to clients, UBS Financial Services Inc. offers both investment advisory services and brokerage services. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business and that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For more information visit our website at ubs.com/workingwithus. UBS Financial Services Inc. is a subsidiary of UBS AG. Member FINRA/SIPC. * SSGA Sources: Financial Industry Regulatory Authority, Securities and Exchange Commission National Senior Investor Initiative, as of 2015. Financial Industry Regulatory Authority Regulatory Notice 17-11, Financial Exploitation of Seniors, effective 2/5/2018. State Street Global Advisors, Taking Control: Perceptions and Behaviors Related to Cognitive Decline and Financial Decision Making, as of 2015. US Census Bureau; Federal Reserve Survey of Consumer Finances; calculated with mean net worth by age.
